David Swift

David Swift

Senior Vice President,
Operations


David Swift is the senior vice president of operations for S2K.

Previously he served as senior vice president, director of operations for Colony NorthStar, Inc. and prior to that David was the senior vice president of operations & technology at Welton Street Securities. In that role he was responsible for establishing the infrastructure and operations required for processing the Life Income Funds of America. 

David also worked with NorthStar Realty Finance Corp., the predecessor to Colony NorthStar, Inc. to establish and run the operations of the NorthStar Income Opportunity REIT I Reg D offering. Prior to Welton Street Securities, he was the senior vice president & general manager of Broadridge’s Securities Industry Software (SIS) in Wheat Ridge, CO. In that role he ran a business that provided real-time, integrated securities processing for all types of brokerage businesses, including retail and discount firms, day trading firms, investment advisors, correspondent clearing agencies, institutional traders, and regional broker-dealers. David developed, operated, and supported over 200 financial industry applications in a service bureau environment that included investor websites, broker workstations, order management, back office clearance & settlement, statements, confirms, and government reporting. Additionally, David led the sales, account management and strategic planning functions of the business that resulted in annual double digit increases in new business and the successful acquisition and integration of three businesses. SIS was previously a subsidiary of ADP and was spun off as its own business in 2007. Some notable clients of SIS include Merrill Lynch, BNP Paribas, Cetera Investment Services and D.A. Davidson.

David received his B.S. from Rensselaer Polytechnic Institute.